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California Evidence Code Sections 1115-1128 |
1115. Definitions
For
purposes of this chapter:
(a)
"Mediation" means a process in which a neutral person or persons
facilitate communication between the disputants to assist them in reaching a
mutually acceptable agreement.
(b)
"Mediator" means a neutral person who conducts a mediation.
"Mediator" includes any person designated by a mediator either to
assist in the mediation or to communicate with the participants in preparation
for a mediation.
(c)
"Mediation consultation" means a communication between a person and a
mediator for the purpose of initiating, considering, or reconvening a mediation
or retaining the mediator.
1116. Effect of chapter
(a)
Nothing in this chapter expands or limits a court's authority to order
participation in a dispute resolution proceeding.
Nothing in this chapter authorizes or affects the enforceability of a
contract clause in which parties agree to the use of mediation.
(b)
Nothing in this chapter makes admissible evidence that is inadmissible under
Section 1152 or any other statute.
1117. Application of chapter
(a)
Except as provided in subdivision (b), this chapter applies to a mediation as
defined in Section 1115.
(b) This
chapter does not apply to either of the following:
(1) A
proceeding under Part 1 (commencing with Section 1800) of Division 5 of the
Family Code or Chapter 11 (commencing with Section 3160) of Part 2 of Division 8
of the Family Code.
(2) A
settlement conference pursuant to > Rule 222 of the California Rules of
Court.
1118. Oral agreements
An oral
agreement "in accordance with Section 1118" means an oral agreement
that satisfies all of the following conditions:
(a) The
oral agreement is recorded by a court reporter, tape recorder, or other reliable
means of sound recording.
(b) The
terms of the oral agreement are recited on the record in the presence of the
parties and the mediator, and the parties express on the record that they agree
to the terms recited.
(c) The
parties to the oral agreement expressly state on the record that the agreement
is enforceable or binding or words to that effect.
(d) The
recording is reduced to writing and the writing is signed by the
parties within 72 hours after it is recorded.
1119. Written or oral communications during
mediation process; admissibility
Except
as otherwise provided in this chapter:
(a) No
evidence of anything said or any admission made for the purpose of, in the
course of, or pursuant to, a mediation or a mediation consultation is admissible
or subject to discovery, and disclosure of the evidence shall not be compelled,
in any arbitration, administrative adjudication, civil action, or other
noncriminal proceeding in which, pursuant to law, testimony can be compelled to
be given.
(b) No
writing, as defined in Section 250, that is prepared for the purpose of, in the
course of, or pursuant to, a mediation or a mediation consultation,
is admissible or subject to discovery, and disclosure
of the writing shall not be compelled, in any arbitration, administrative
adjudication, civil action, or other noncriminal proceeding in which, pursuant
to law, testimony can be compelled to be given.
(c) All
communications, negotiations, or settlement discussions by and between
participants in the course of a mediation or a mediation consultation shall
remain confidential.
1120. Evidence otherwise admissible
(a)
Evidence otherwise admissible or subject to discovery outside of a mediation or
a mediation consultation shall not be or become inadmissible or protected from
disclosure solely by reason of its introduction or use in a mediation or a
mediation consultation.
(b) This
chapter does not limit any of the following:
(1) The
admissibility of an agreement to mediate a dispute.
(2) The
effect of an agreement not to take a default or an agreement to extend the time
within which to act or refrain from acting in a pending civil action.
(3)
Disclosure of the mere fact that a mediator has served, is serving, will serve,
or was contacted about serving as a mediator in a dispute.
1121. Mediator's reports and findings
Neither
a mediator nor anyone else may submit to a court or other adjudicative body, and
a court or other adjudicative body may not consider, any report, assessment,
evaluation, recommendation, or finding of any kind by the mediator concerning a
mediation conducted by the mediator, other than a report that is mandated by
court rule or other law and that states only whether an agreement was reached,
unless all parties to the mediation expressly agree otherwise in writing, or
orally in accordance with Section 1118.
1122. Communications or writings;
conditions to admissibility
(a) A
communication or a writing, as defined in Section 250, that is made or prepared
for the purpose of, or in the course of, or pursuant to, a mediation or a
mediation consultation, is not made inadmissible, or protected from disclosure,
by provisions of this chapter if either of the following conditions is
satisfied:
(1) All
persons who conduct or otherwise participate in the mediation expressly agree in
writing, or orally in accordance with Section 1118, to disclosure of the
communication, document, or writing.
(2) The
communication, document, or writing was prepared by or on behalf of fewer than
all the mediation participants, those participants expressly agree
in writing, or orally in accordance with Section
1118, to its disclosure, and the communication, document, or writing does not
disclose anything said or done or any admission made in the course of the
mediation.
(b) For
purposes of subdivision (a), if the neutral person who conducts a mediation
expressly agrees to disclosure, that agreement also binds any other person
described in subdivision (b) of Section 1115.
1123. Written settlement agreements;
conditions to admissibility
A
written settlement agreement prepared in the course of, or pursuant to, a
mediation, is not made inadmissible, or protected from disclosure, by provisions
of this chapter if the agreement is signed by the settling parties and any of
the following conditions are satisfied:
(a) The
agreement provides that it is admissible or subject to disclosure, or words to
that effect.
(b) The
agreement provides that it is enforceable or binding or words to that effect.
(c) All
parties to the agreement expressly agree in writing, or orally in accordance
with Section 1118, to its disclosure.
(d) The
agreement is used to show fraud, duress, or illegality that is relevant to an
issue in dispute.
1124. Oral agreements; conditions to admissibility
An oral
agreement made in the course of, or pursuant to, a mediation is not made
inadmissible, or protected from disclosure, by the provisions of this chapter if
any of the following conditions are satisfied:
(a) The
agreement is in accordance with Section 1118.
(b) The
agreement is in accordance with subdivisions (a), (b), and (d) of Section 1118,
and all parties to the agreement expressly agree, in writing or orally in
accordance with Section 1118, to disclosure of the agreement.
(c) The
agreement is in accordance with subdivisions (a), (b), and (d) of Section 1118,
and the agreement is used to show fraud, duress, or illegality that is relevant
to an issue in dispute.
1125. End of mediation; satisfaction of conditions
(a) For
purposes of confidentiality under this chapter, a mediation ends when any one of
the following conditions is satisfied:
(1) The
parties execute a written settlement agreement that fully resolves the dispute.
(2) An
oral agreement that fully resolves the dispute is reached in accordance with
Section 1118.
(3) The
mediator provides the mediation participants with a writing signed by the
mediator that states that the mediation is terminated, or words to that effect,
which shall be consistent with Section 1121.
(4) A
party provides the mediator and the other mediation participants with a
writing stating that the mediation is terminated, or
words to that effect, which shall be consistent with Section 1121.
In a mediation involving more than two parties, the mediation may
continue as to the remaining parties or be terminated in accordance with this
section.
(5) For
10 calendar days, there is no communication between the mediator and any of the
parties to the mediation relating to the dispute. The mediator and the parties may shorten or extend this time
by agreement.
(b) For
purposes of confidentiality under this chapter, if a mediation partially
resolves a dispute, mediation ends when either of the following conditions is
satisfied:
(1) The
parties execute a written settlement agreement that partially resolves the
dispute.
(2) An
oral agreement that partially resolves the dispute is reached in accordance with
Section 1118.
(c) This
section does not preclude a party from ending a mediation without reaching an
agreement. This section does not
otherwise affect the extent to which a party may terminate a mediation.
1126. Protections before and after mediation ends
Anything
said, any admission made, or any writing that is inadmissible, protected from
disclosure, and confidential under this chapter before a mediation ends, shall
remain inadmissible, protected from disclosure, and confidential to the same
extent after the mediation ends.
1127. Attorney's fees and costs
If a
person subpoenas or otherwise seeks to compel a mediator to testify or produce a
writing, as defined in Section 250, and the court or other adjudicative body
determines that the testimony or writing is inadmissible under this chapter, or
protected from disclosure under this chapter, the court or adjudicative body
making the determination shall award reasonable attorney's fees and costs to the
mediator against the person seeking the testimony or writing.
1128. Subsequent trials; references to mediation
Any
reference to a mediation during any subsequent trial is an irregularity in the
proceedings of the trial for the purposes of > Section 657 of the Code of
Civil Procedure. Any reference to a
mediation during any other subsequent noncriminal proceeding is grounds for
vacating or modifying the decision in that proceeding, in whole or in part, and
granting a new or further hearing on all or part of the issues, if the reference
materially affected the substantial rights of the party requesting relief.